Webinar News

Preparing for an SQM Audit; Session 2 – File Review

A fortnight ago we began our series of webinar sessions designed to help firms, especially recent Family bidders, prepare for upcoming SQM audits. This is the first detailed and specific session covering the vexed subject of File Review.

Without doubt this remains the the most common point of friction on audit and often forms the grounds of auditor concern. This session is primarily for Supervisors who need to understand both the minimum requirements and, ideally how to make this mandatory requirement work for them. Fee earners wanting to get a feel for what makes a compliant file may also wish to sit in.

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